Filing Details
- Accession Number:
- 0001127602-20-021700
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-07-17 11:43:26
- Reporting Period:
- 2019-07-05
- Accepted Time:
- 2020-07-17 11:43:26
- Original Submission Date:
- 2019-07-08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1173514 | Hyster-Yale Materials Handling Inc. | HY | Industrial Trucks, Tractors, Trailors & Stackers (3537) | 311637659 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247944 | A Alison Rankin | 5875 Landerbrook Drive Mayfield Heights OH 44124 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-07-05 | 38 | $53.19 | 45,857 | No | 4 | P | Indirect | Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Spouse serves as Trustee of GSTs for the benefit of A. Farnham Rankin |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 54,147 | Indirect | proportionate limited partnership interest in shares held by Rankin Associates I, L.P |
Class A Common Stock | 29,986 | Indirect | Reporting Person?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 631 | Indirect | Proportionate interest in shares held in Rankin Associates VI |
Class A Common Stock | 15,823 | Indirect | Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin |
Class A Common Stock | 200 | Indirect | Reporting person's spouse serves as Trustee for the benefit of Elisabeth Rankin |
Class A Common Stock | 765 | Indirect | Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin |
Class A Common Stock | 20,426 | Indirect | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 1,851 | Indirect | Co-Trustee for the benefit of Reporting Person's daughter. |
Class A Common Stock | 105 | Indirect | Child's proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | 531 | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 1,209 | Indirect | Spouse serves as Trustee for the benefit of A. Farnham Rankin |
Class A Common Stock | 18,294 | Indirect | Minor child?s trust?s proportionate interests in shares held by Rankin Associates II. |
Class A Common Stock | 105 | Indirect | Child's proportionate interest in shares held by Rankin Associates V |
Class A Common Stock | 531 | Indirect | Child's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 3,738 | Indirect | Co-Trustee for the benefit of Reporting Person's daughter. |
Class A Common Stock | 46,231 | Indirect | Spouse serves as Trustee of GSTs for the benefit of Elisabeth M. Rankin |
Class A Common Stock | 19 | Indirect | Spouse's proportionate general partnership interest shares held by RAIV. |
Class A Common Stock | 3,448 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates I. |
Class A Common Stock | 4,283 | Indirect | spouse's proportionate limited partnership interest in shares held by RA II, L.P |
Class A Common Stock | 65,824 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates IV. |
Class A Common Stock | 677 | Indirect | Spouse's proportionate interests in shares held by Rankin Associates V |
Class A Common Stock | 289 | Indirect | Spouse's proportionate interest in shares held by Rankin Associates VI |
Class A Common Stock | 1,975 | Indirect | spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). |
Class A Common Stock | 80 | Indirect | spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 99 | Indirect | spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI") |
Class A Common Stock | 192,662 | Indirect | spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | $0.00 | 96,861 | 96,861 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 29,986 | 29,986 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,123 | 3,123 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 200 | 200 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 20,426 | 20,426 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,851 | 1,851 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 444 | 444 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 18,294 | 18,294 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 3,738 | 3,738 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,889 | 6,889 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 31 | 31 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 6,168 | 6,168 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 4,283 | 4,283 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 104,286 | 104,286 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 1,975 | 1,975 | Indirect | ||
Class A Common Stock | Class B Common Stock | $0.00 | 193,760 | 193,760 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
96,861 | 96,861 | Indirect | |
29,986 | 29,986 | Indirect | |
3,123 | 3,123 | Indirect | |
200 | 200 | Indirect | |
20,426 | 20,426 | Indirect | |
1,851 | 1,851 | Indirect | |
444 | 444 | Indirect | |
18,294 | 18,294 | Indirect | |
3,738 | 3,738 | Indirect | |
6,889 | 6,889 | Indirect | |
6,889 | 6,889 | Indirect | |
31 | 31 | Indirect | |
6,168 | 6,168 | Indirect | |
4,283 | 4,283 | Indirect | |
104,286 | 104,286 | Indirect | |
1,975 | 1,975 | Indirect | |
193,760 | 193,760 | Indirect |
Footnotes
- Shares purchased pursuant to 10b5-1 plan.
- Number of shares incorrectly entered as 383 on initial Form 4 should be 38.
- 2019-July-5-Weighted Average-Share Price represents average price between $52.86 and $53.25.
- Reporting Person disclaims beneficial ownership of all such shares.
- held in trust u/a/d 12/30/2015
- held in trust u/a/d 8/15/2012
- N/A