Filing Details

Accession Number:
0001288469-20-000145
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-16 21:04:09
Reporting Period:
2020-07-14
Accepted Time:
2020-07-16 21:04:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478340 Kishore Seendripu C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Chairman, President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-07-14 28,600 $24.81 141,402 No 4 S Indirect See footnote
Common Stock Disposition 2020-07-14 1,400 $25.29 140,002 No 4 S Indirect See footnote
Common Stock Disposition 2020-07-15 30,000 $25.55 110,002 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,651 Direct
Common Stock 582,064 Indirect See footnote
Common Stock 582,064 Indirect See footnote
Common Stock 410,731 Indirect See footnote
Common Stock 410,731 Indirect See footnote
Common Stock 500,000 Indirect See footnote
Common Stock 500,000 Indirect See footnote
Common Stock 394,891 Indirect See footnote
Common Stock 394,891 Indirect See footnote
Common Stock 18,920 Indirect See footnote
Footnotes
  1. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  2. Represents the weighted average share price of an aggregate total of 28,600 shares sold in the price range of $24.185 to $25.155 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price
  3. Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
  4. Represents the weighted average share price of an aggregate total of 1,400 shares sold in the price range of $25.19 to $25.39 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price
  5. Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $25.12 to $26.035 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price
  6. Shares held by the Kishore V. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  7. Shares held by the Rekha S. Seendripu 2018 Annuity Trust dated May 12, 2018, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  8. Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  9. Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  10. Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  11. Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  12. Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  13. Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.
  14. Shares held by the Seendripu Relatives Trust dated 10/5/09, a trust for the benefit of the Reporting Person's parents and siblings, and for which the Reporting Person serves as trustee.