Filing Details
- Accession Number:
- 0001140361-20-016110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-15 21:01:16
- Reporting Period:
- 2020-07-13
- Accepted Time:
- 2020-07-15 21:01:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
911649 | Standard Diversified Inc. | 767 5Th Avenue 12Th Floor New York NY 10153 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-07-13 | 1,800,000 | $22.44 | 8,178,918 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- This sale was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with a purchase of the common stock of the issuer by the reporting person within the past six months. The reporting person and the Issuer have entered into an agreement under which the reporting person has made arrangements to remit to the issuer the full amount of the reporting person's pecuniary interest in the disgorgeable profit arising from such transaction.
- The reporting person sold these shares as part of a public offering of an aggregate of 2,000,000 shares of the issuer's common stock. The price per share reflects the public offering price of $23.50 per share, net of the 4.5% underwriting discount.