Filing Details
- Accession Number:
- 0001213900-20-017576
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-15 17:02:18
- Reporting Period:
- 2020-07-13
- Accepted Time:
- 2020-07-15 17:02:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1425287 | Workhorse Group Inc. | WKHS | Motor Vehicles & Passenger Car Bodies (3711) | 261394771 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1718110 | M. Stephen Fleming | C/O Workhorse Group Inc., 100 Commerce Drive Loveland OH 45140 | Vice President/General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Disposition | 2020-07-13 | 5,601 | $17.19 | 580,171 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2020-07-13 | 28,390 | $16.54 | 585,772 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2020-07-13 | 6,009 | $15.66 | 614,162 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Stock Options | $1.19 | 2018-08-23 | 2023-08-08 | 150,000 | 150,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-08-08 | 150,000 | 150,000 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.
- Stock Options vest quarterly in an amount of 9,375 commencing August 23, 2018.