Filing Details

Accession Number:
0001213900-20-017576
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-15 17:02:18
Reporting Period:
2020-07-13
Accepted Time:
2020-07-15 17:02:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425287 Workhorse Group Inc. WKHS Motor Vehicles & Passenger Car Bodies (3711) 261394771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718110 M. Stephen Fleming C/O Workhorse Group Inc., 100
Commerce Drive
Loveland OH 45140
Vice President/General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Disposition 2020-07-13 5,601 $17.19 580,171 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Disposition 2020-07-13 28,390 $16.54 585,772 No 4 S Direct
Common Stock, $0.001 Par Value Per Share Disposition 2020-07-13 6,009 $15.66 614,162 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, $0.001 Par Value Per Share Stock Options $1.19 2018-08-23 2023-08-08 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-08-08 150,000 150,000 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b-5 trading plan.
  2. Stock Options vest quarterly in an amount of 9,375 commencing August 23, 2018.