Filing Details

Accession Number:
0001209191-20-042500
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-15 17:00:16
Reporting Period:
2020-07-14
Accepted Time:
2020-07-15 17:00:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1661460 Poseida Therapeutics Inc. PSTX Biological Products, (No Disgnostic Substances) (2836) 472846548
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1685042 Sean Murphy C/O Poseida Therapeutics, Inc.
9390 Towne Centre Drive, Suite 200
San Diego CA 92121
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-14 7,013,918 $0.00 7,013,918 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-07-14 1,168,985 $0.00 8,182,903 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-07-14 690,124 $0.00 8,873,027 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-07-14 315,098 $0.00 9,188,125 No 4 C Indirect See footnote
Common Stock Acquisiton 2020-07-14 10,000 $16.00 10,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2020-07-14 8,746,356 $0.00 7,013,918 $0.00
Common Stock Series A-1 Preferred Stock Disposition 2020-07-14 1,457,725 $0.00 1,168,985 $0.00
Common Stock Series B Preferred Stock Disposition 2020-07-14 860,585 $0.00 690,124 $0.00
Common Stock Series C Preferred Stock Disposition 2020-07-14 392,927 $0.00 315,098 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of the Issuer's Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into 0.8019246 shares of the Issuer's common stock upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
  2. Represents shares of common stock issuable upon conversion of preferred stock held by Malin Holdings, a wholly owned subsidiary of Malin Corporation plc ("Malin"), and may be deemed to be beneficially owned by Malin. Malin may be deemed to share voting and investment power over securities held by Malin Holdings. Mr. Murphy currently serves as a member of the leadership team at Malin. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.