Filing Details
- Accession Number:
- 0001088825-11-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-29 19:33:33
- Reporting Period:
- 2011-03-25
- Filing Date:
- 2011-03-29
- Accepted Time:
- 2011-03-29 19:33:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236711 | M James Barton | 2160 Gold Street P.o. Box 2160 Alviso CA 95002-2160 | Sr Vp R & D Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-03-25 | 4,402 | $8.74 | 158,992 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-03-26 | 2,752 | $8.74 | 156,240 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-03-29 | 12,348 | $8.59 | 143,892 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- Averages Sales Price - Actual sale prices range from $8.56 - $8.6112. The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
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