Filing Details
- Accession Number:
- 0000707549-20-000116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-15 14:23:24
- Reporting Period:
- 2020-07-13
- Accepted Time:
- 2020-07-15 14:23:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343531 | J Patrick Lord | C/O Lam Research Corporation 4650 Cushing Parkway Fremont CA 94538 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-07-13 | 5,000 | $343.00 | 8,460 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-13 | 1,554 | $119.67 | 10,014 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-13 | 1,554 | $343.00 | 8,460 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-13 | 1,333 | $190.07 | 9,793 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-13 | 1,333 | $343.00 | 8,460 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-13 | 2,832 | $176.75 | 11,292 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-13 | 2,832 | $343.00 | 8,460 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-07-13 | 1,554 | $119.67 | 1,554 | $119.67 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-07-13 | 1,333 | $190.70 | 1,333 | $190.07 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-07-13 | 2,832 | $176.50 | 2,832 | $176.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-03-01 | No | 4 | M | Direct | |
| 1,334 | 2025-03-01 | No | 4 | M | Direct | |
| 5,664 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2020.
- The amount reported includes shares subject to unvested Restricted Stock Units.
- The option vests in three equal annual installments beginning on March 1, 2018.
- The option vests in three equal annual installments beginning on March 1, 2019.
- The option vests in three equal annual installments beginning on March 1, 2020.
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