Filing Details
- Accession Number:
- 0001453824-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-29 19:06:49
- Reporting Period:
- 2011-03-25
- Filing Date:
- 2011-03-29
- Accepted Time:
- 2011-03-29 19:06:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891098 | Sterling Bancshares Inc | SBIB | State Commercial Banks (6022) | 742175590 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453824 | S Wanda Dalton | 2950 North Loop West, Suite 1200 Houston TX 77092 | E.v.p. & Chief H.r. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Sterling Bancshares, Inc. Common Stock, $1.00 Par Value | Acquisiton | 2011-03-25 | 11,251 | $7.72 | 59,181 | No | 4 | M | Direct | |
| Sterling Bancshares, Inc. Common Stock, $1.00 Par Value | Disposition | 2011-03-25 | 8,887 | $8.58 | 50,294 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-25 | 293 | $0.00 | 293 | $7.72 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-25 | 10,958 | $0.00 | 10,958 | $7.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,958 | 2011-04-16 | No | 4 | M | Direct | |
| 0 | 2011-04-16 | No | 4 | M | Direct |
Footnotes
- The option vested in four equal installments on April 16, 2002, 2003, 2004, and 2005
Billionaire Hedge Funds
