Filing Details
- Accession Number:
- 0001683168-20-002267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-14 17:20:38
- Reporting Period:
- 2020-05-19
- Accepted Time:
- 2020-07-14 17:20:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1355848 | Genius Brands International Inc. | GNUS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1104036 | G Michael Klein | 8383 Wilshire Blvd., Suite 412 Beverly Hills CA 90211 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2020-05-19 | 5,000 | $1.28 | 5,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2020-06-18 | 10,000 | $2.79 | 15,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2020-06-26 | 5,000 | $2.73 | 20,000 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2020-07-06 | 25,000 | $2.83 | 45,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 55,000 | Indirect | See Note |
Footnotes
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $2.73 to $2.97, inclusive. Upon request of the SEC staff, Genius Brands International, Inc. (the "Issuer") or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- Represents securities held of record by the Michael G. Klein Living Trust dated 3/25/2002.