Filing Details
- Accession Number:
- 0001127602-20-021496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-14 17:01:11
- Reporting Period:
- 2020-07-13
- Accepted Time:
- 2020-07-14 17:01:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1682852 | Moderna Inc. | MRNA | Biological Products, (No Disgnostic Substances) (2836) | 813467528 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1690927 | Zvi Tal Zaks | C/O Moderna, Inc. 200 Technology Square Cambridge MA 02139 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-13 | 10,000 | $20.93 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-07-13 | 10,000 | $19.15 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-13 | 1,213 | $64.44 | 18,787 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 2,600 | $65.87 | 16,187 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 3,463 | $66.58 | 12,724 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 492 | $67.90 | 12,232 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 1,747 | $68.99 | 10,485 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 700 | $70.01 | 9,785 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 900 | $71.23 | 8,885 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 3,987 | $72.33 | 4,898 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 2,330 | $73.27 | 2,568 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 1,431 | $74.26 | 1,137 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 737 | $75.45 | 400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 200 | $76.12 | 200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-13 | 200 | $77.54 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-07-13 | 10,000 | $0.00 | 10,000 | $20.93 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2020-07-13 | 10,000 | $0.00 | 10,000 | $19.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 319,195 | 2020-03-08 | 2029-03-08 | No | 4 | M | Direct |
| 224,790 | 2026-08-10 | No | 4 | M | Direct |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on March 13, 2020.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.85. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.30 to $66.27. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.31 to $67.14. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.33 to $68.08. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.48 to $69.47. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.65 to $70.40. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.73 to $71.68. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.80 to $72.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.86 to $73.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $73.87 to $74.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.02 to $75.94. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.11 to $76.12. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $77.44 to $77.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
- This option is fully vested and exercisable.
- This option is fully vested and exercisable.
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