Filing Details
- Accession Number:
- 0001415889-20-001875
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-13 16:03:20
- Reporting Period:
- 2020-07-09
- Accepted Time:
- 2020-07-13 16:03:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893847 | Hawthorn Bancshares Inc. | HWBK | National Commercial Banks (6021) | 431626350 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196018 | T David Turner | C/O Hawthorn Bancshares, Inc. 132 East High Street, Po Box 688 Jefferson City MO 65102 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-09 | 500 | $17.50 | 36,993 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 48,114 | Indirect | By Profit Sharing Trust |
Footnotes
- The reported transaction was made pursuant to a pre-arranged program adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934.
- Includes shares acquired since last report pursuant to Company DRIP program and July 1, 2020 4% stock dividend.
- Includes shares acquired since last report pursuant to Company profit sharing trust.
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