Home > Insider Trading > Filing (0001209191-20-042233)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1372612	Box Inc	BOX	Services-Prepackaged Software (7372)	202714444

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1606525	Aaron Levie	900 Jefferson Avenue Redwood City CA 94063	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2020-07-09	215,000	$21.02	2,354,566	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-07-10	500,000	$0.29	2,854,566	No	4	M	Direct
Class A Common Stock	Disposition	2020-07-10	86,000	$20.55	2,768,566	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2020-07-10	500,000	$0.00	500,000	$0.29

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
88,841		2020-07-15	No	4	M	Direct

Footnotes

The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2020. The sale of these shares was intended primarily to offset the Reporting Person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on July 15, 2020.
This sale price represents the weighted average sale price of the shares sold ranging from $20.71 to $21.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The sale of these shares were intended primarily to offset the Reporting Person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on July 15, 2020.
This sale price represents the weighted average sale price of the shares sold ranging from $20.52 to $20.635 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The shares subject to the option are fully vested and exercisable.