Filing Details

Accession Number:
0000899243-20-018812
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-09 16:00:30
Reporting Period:
2020-07-07
Accepted Time:
2020-07-09 16:00:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1674416 Crispr Therapeutics Ag CRSP Biological Products, (No Disgnostic Substances) (2836) 473173478
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1682017 Rodger Novak C/O Crispr Therapeutics, Inc.
610 Main Street
Cambridge MA 02139
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-07-07 5,586 $1.81 653,593 No 4 M Direct
Common Shares Acquisiton 2020-07-07 19,414 $14.00 673,007 No 4 M Direct
Common Shares Disposition 2020-07-07 25,000 $90.00 648,007 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Stock Option (Right to Buy) Disposition 2020-07-07 5,586 $0.00 5,586 $1.81
Common Shares Stock Option (Right to Buy) Disposition 2020-07-07 19,414 $0.00 19,414 $14.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-09-10 No 4 M Direct
140,826 2026-10-18 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. This option was granted on September 10, 2015 with respect to 268,093 Common Shares with 94,950 shares immediately vested on the grant date and the remaining 173,143 shares vesting in 31 equal monthly installments thereafter.
  3. This option was granted on October 18, 2016 with respect to 200,000 Common Shares and originally vested in 48 equal monthly installments beginning October 31, 2016. Pursuant to Dr. Novak's amended and restated employment agreement with the Company, subject to his continued employment, beginning November 30, 2018, the remaining unvested options from this grant vest in equal monthly installments at the rate of 50% of the amounts originally scheduled to vest on any one vesting date, and the original vesting schedule was extended to reflect the amended schedule.