Filing Details
- Accession Number:
- 0001209191-20-041797
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-08 17:46:49
- Reporting Period:
- 2020-07-06
- Accepted Time:
- 2020-07-08 17:46:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490349 | Medley Capital Corp | MCC | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200438 | Drawbridge Special Opportunities Fund Lp | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1205824 | Ltd Fund Opportunites Special Drawbridge | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1245521 | Fig Llc | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1252267 | Drawbridge Special Opportunities Advisors Llc | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1380393 | Fortress Investment Group Llc | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1380935 | Drawbridge Special Opportunities Gp Llc | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1381035 | Fortress Principal Investment Holdings Iv Llc | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1387344 | Fortress Operating Entity I Lp | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1387345 | Fig Corp. | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No | |
1792693 | Db Med Investor I Llc | 1345 Avenue Of The Americas, 46Th Floor New York NY 10105 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-07-06 | 3,400 | $0.72 | 6,505,376 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2020-07-07 | 12,713 | $0.73 | 6,492,663 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2020-07-08 | 17,308 | $0.70 | 6,475,355 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.71 to $0.74 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Each reporting person disclaims beneficial ownership of all reported shares except to the extent of its pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 or otherwise. DB Med Investor I LLC, a Delaware limited liability company ("DB Med"), directly owns shares of common stock of the Issuer. Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("DBSO"), and Drawbridge Special Opportunities Fund LTD, a Cayman Islands exempted company ("DBSO Ltd."), are the members of DB Med. Drawbridge Special Opportunities GP LLC, a Delaware limited liability company ("DBSO GP"), is the general partner of DBSO and DBSO Ltd. Fortress Principal Investment Holdings IV LLC, a Delaware limited liability company ("FPI IV"), is the managing member of DBSO GP. [Footnote continues below]
- Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("DBSO Advisors"), is the investment manager of DBSO and DBSO Ltd. FIG LLC, a Delaware limited liability company, is the holder of all of the issued and outstanding interests of DBSO Advisors. Fortress Operating Entity I LP, a Delaware limited partnership ("FOE I"), is the holder of all of the issued and outstanding interests of FPI IV and the Class A member of FIG LLC. FIG Corp., a Delaware corporation, is the general partner of FOE I. Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), is the holder of all of the issued and outstanding shares of FIG Corp.
- The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.72 to $0.73 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price in Column 4 is a weighted average price. The actual sale prices ranged from $0.70 to $0.72 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.