Filing Details
- Accession Number:
- 0001580808-20-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-07 21:22:01
- Reporting Period:
- 2020-07-02
- Accepted Time:
- 2020-07-07 21:22:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580808 | A10 Networks Inc. | ATEN | Computer Communications Equipment (3576) | 201446869 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1708390 | Thomas Constantino | C/O A10 Networks, Inc. 2300 Orchard Parkway San Jose CA 95131 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-02 | 24,122 | $0.00 | 228,874 | No | 4 | A | Direct | |
Common Stock | Disposition | 2020-07-07 | 15,622 | $6.65 | 213,252 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance-based Restricted Stock Units | Acquisiton | 2020-07-02 | 56,286 | $0.00 | 56,286 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
56,286 | 2024-07-02 | No | 4 | A | Direct |
Footnotes
- Each share is represented by a Restricted Stock Unit ("RSU"). One-fourth (1/4) of the total RSUs will vest on each of the first four (4) anniversaries of the Vesting Commencement Date (04/01/2020), provided that the Reporting Person continues to serve through each vesting date.
- Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units.
- Each share is represented by a Performance-based Restricted Stock Unit ("PSU").
- Grant of 56,286 Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of ATEN, with vesting subject to the achievement of specified levels of the volume weighted average closing prices of a share of ATEN common stock during any one hundred (100) day period between July 2, 2020 and July 2, 2024. Vesting is subject to continued employment with the Company through the applicable vesting date, which occurs in three equal annual installments beginning on the date of achievement of the milestone and the balance on each of the first and second anniversaries of the corresponding performance milestone.