Filing Details

Accession Number:
0001225208-20-009630
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-07 16:12:24
Reporting Period:
2020-07-06
Accepted Time:
2020-07-07 16:12:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383312 Broadridge Financial Solutions Inc. BR Services-Business Services, Nec (7389) 331151291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1588233 R. Julie Taylor 5 Dakota Drive
Lake Success NY 11042
Corporate Vp And Chro No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-06 3,415 $98.31 14,256 No 4 M Direct
Common Stock Disposition 2020-07-06 3,203 $130.00 11,053 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2020-07-06 3,415 $0.00 3,415 $98.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,246 2020-02-11 2029-02-11 No 4 M Direct
Footnotes
  1. The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.
  2. The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.