Filing Details
- Accession Number:
- 0001225208-20-009630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-07 16:12:24
- Reporting Period:
- 2020-07-06
- Accepted Time:
- 2020-07-07 16:12:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383312 | Broadridge Financial Solutions Inc. | BR | Services-Business Services, Nec (7389) | 331151291 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1588233 | R. Julie Taylor | 5 Dakota Drive Lake Success NY 11042 | Corporate Vp And Chro | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-06 | 3,415 | $98.31 | 14,256 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-07-06 | 3,203 | $130.00 | 11,053 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-07-06 | 3,415 | $0.00 | 3,415 | $98.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,246 | 2020-02-11 | 2029-02-11 | No | 4 | M | Direct |
Footnotes
- The reported transaction is a stock option exercise pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.
- The reported transaction is an open market sale pursuant to a 10b5-1 plan adopted by the reporting person on February 25, 2020.