Filing Details
- Accession Number:
- 0001033905-20-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-07 10:46:38
- Reporting Period:
- 2020-07-06
- Accepted Time:
- 2020-07-07 10:46:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1033905 | Luminex Corp | LMNX | Surgical & Medical Instruments & Apparatus (3841) | 742747608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1633130 | Nancy Fairchild | 12212 Technology Blvd Austin TX 78727 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-07-06 | 3,475 | $19.25 | 60,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-06 | 3,475 | $33.00 | 57,424 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-07-06 | 20,000 | $15.93 | 77,424 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-06 | 20,000 | $33.00 | 58,111 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2020-07-06 | 3,475 | $0.00 | 3,475 | $19.25 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2020-07-06 | 20,000 | $0.00 | 20,000 | $15.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-08-14 | 2022-10-01 | No | 4 | M | Direct |
| 32,153 | 2017-03-11 | 2022-03-11 | No | 4 | M | Direct |
Footnotes
- This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on May 20, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.
- This balance includes a total of 687 shares obtained under the Luminex Corporation Employee Stock Purchase Plan on May 29, 2020.
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