Filing Details

Accession Number:
0001209191-20-041388
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-07-06 21:03:37
Reporting Period:
2020-07-01
Accepted Time:
2020-07-06 21:03:37
Original Submission Date:
2020-07-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1370637 Etsy Inc ETSY Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1770886 Kruti Goyal Patel C/O Etsy, Inc.
117 Adams Street
Brooklyn NY 11201
Chief Product Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-07-01 530 $14.06 22,517 No 4 M Direct
Common Stock Acquisiton 2020-07-01 1,931 $10.23 24,448 No 4 M Direct
Common Stock Acquisiton 2020-07-01 669 $28.38 25,117 No 4 M Direct
Common Stock Disposition 2020-07-01 184 $106.52 24,933 No 4 S Direct
Common Stock Disposition 2020-07-01 930 $107.46 24,003 No 4 S Direct
Common Stock Disposition 2020-07-01 599 $109.00 23,404 No 4 S Direct
Common Stock Disposition 2020-07-01 1,086 $110.15 22,318 No 4 S Direct
Common Stock Disposition 2020-07-01 600 $111.06 21,718 No 4 S Direct
Common Stock Acquisiton 2020-07-01 1,199 $0.00 22,917 No 4 M Direct
Common Stock Disposition 2020-07-01 639 $111.21 22,278 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2020-07-01 530 $0.00 530 $14.06
Common Stock Employee Stock Option (Right to Buy) Disposition 2020-07-01 1,931 $0.00 1,931 $10.23
Common Stock Employee Stock Option (Right to Buy) Disposition 2020-07-01 669 $0.00 669 $28.38
Common Stock Restricted Stock Units Disposition 2020-07-01 1,199 $0.00 1,199 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,483 2025-08-31 No 4 M Direct
36,195 2027-03-14 No 4 M Direct
54,272 2028-03-14 No 4 M Direct
3,597 No 4 M Direct
Footnotes
  1. These exercises and subsequent sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 26, 2019.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.10 to $107.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.12 to $108.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.67 to $109.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.75 to $110.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.84 to $111.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  7. This transaction reported represents the withholding of shares by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of the restricted stock units.
  8. This stock option is fully exercisable.
  9. The shares underlying the option exercised in this transaction were fully vested and exercisable. The originally granted options are exercisable in 48 equal monthly installments beginning on April 15, 2017, provided the Reporting Person remains continuously employed on each vesting date.
  10. The shares underlying the option exercised in this transaction were fully vested and exercisable. The originally granted options are exercisable in 8 equal semi-annual installments beginning on October 1, 2018, provided the Reporting Person remains continuously employed on each vesting date.
  11. Represents restricted stock units which correspond 1-for-1 with common stock.
  12. The restricted stock units vest in 16 equal quarterly installments beginning on July 1, 2017, provided the Reporting Person remains continuously employed on each vesting date and there is no expiration date.