Filing Details
- Accession Number:
- 0001091667-20-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-06 16:38:31
- Reporting Period:
- 2020-07-01
- Accepted Time:
- 2020-07-06 16:38:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 841496755 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546356 | Jonathan Hargis | C/O Charter Communications, Inc. 400 Atlantic Street Stamford CT 06901 | Evp/Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-07-01 | 20,093 | $221.25 | 34,682 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2020-07-01 | 14,288 | $510.04 | 20,394 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2020-07-02 | 5,805 | $522.10 | 14,589 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options | Disposition | 2020-07-01 | 20,093 | $0.00 | 20,093 | $221.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 145,677 | No | 4 | M | Direct |
Footnotes
- Exercise of portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.
- Withholding of securities for the purpose of paying the exercise price and paying taxes.
- Executed pursuant to a 10b5-1 plan.
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