Filing Details
- Accession Number:
- 0001562180-20-004990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-06 16:14:46
- Reporting Period:
- 2020-07-01
- Accepted Time:
- 2020-07-06 16:14:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259867 | W Gregory Becker | 3005 Tasman Drive Santa Clara CA 95054 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-30 | 98 | $183.20 | 71,839 | No | 5 | A | Indirect | Revocable Trust |
| Common Stock | Acquisiton | 2020-07-01 | 6,343 | $107.98 | 78,182 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Acquisiton | 2020-07-01 | 4,402 | $107.98 | 82,584 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-01 | 1,284 | $207.91 | 81,300 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-01 | 400 | $208.99 | 80,900 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-01 | 3,156 | $210.12 | 77,744 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-01 | 2,505 | $211.02 | 75,239 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-01 | 2,400 | $212.90 | 72,839 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-01 | 800 | $214.50 | 72,039 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-01 | 200 | $215.28 | 71,839 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Acquisiton | 2020-07-02 | 1,598 | $107.98 | 73,437 | No | 4 | M | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-02 | 900 | $210.68 | 72,537 | No | 4 | S | Indirect | Revocable Trust |
| Common Stock | Disposition | 2020-07-02 | 698 | $211.59 | 71,839 | No | 4 | S | Indirect | Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Indirect | Revocable Trust |
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | M | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
| No | 4 | S | Indirect | Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2020-07-01 | 6,343 | $0.00 | 6,343 | $107.98 |
| Common Stock | Stock Option | Disposition | 2020-07-01 | 4,402 | $0.00 | 4,402 | $107.98 |
| Common Stock | Stock Option | Disposition | 2020-07-02 | 1,598 | $0.00 | 1,598 | $107.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,000 | 2021-04-29 | No | 4 | M | Direct | |
| 13,598 | 2021-04-29 | No | 4 | M | Direct | |
| 12,000 | 2021-04-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,278 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- This transaction was executed in multiple trades at prices ranging from $211.40 to $211.99; the price reported above reflects the weighted average sale price.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2020.
- 25%/4yr beginning on 29-Apr-2014.
- These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 1, 2020.
- This transaction was executed in multiple trades at prices ranging from $207.48 to $208.19; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $208.51 to $209.21; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $209.59 to $210.47; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $210.71 to $211.52; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $212.46 to $213.19; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $214.25 to $215.21; the price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $210.28 to $211.22; the price reported above reflects the weighted average sale price.
Billionaire Hedge Funds
