Filing Details
- Accession Number:
- 0001562180-20-004988
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-06 16:13:44
- Reporting Period:
- 2020-07-01
- Accepted Time:
- 2020-07-06 16:13:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1580577 | Michelle Draper | 3005 Tasman Drive Santa Clara CA 95054 | Chief Marketing Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-06-30 | 98 | $183.20 | 4,296 | No | 5 | A | Direct | |
| Common Stock | Acquisiton | 2020-07-01 | 213 | $107.98 | 4,509 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-07-01 | 213 | $213.00 | 4,296 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2020-07-02 | 98 | $212.54 | 4,198 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2020-07-01 | 213 | $0.00 | 213 | $107.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,917 | 2021-04-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 137 | Indirect | By 401(k)/ESOP |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
- These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 13, 2019.
- The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2020.
- 25%/4yr beginning on 29-Apr-2014.
Billionaire Hedge Funds
