Filing Details
- Accession Number:
- 0001209191-20-040944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-06 14:21:01
- Reporting Period:
- 2020-07-01
- Accepted Time:
- 2020-07-06 14:21:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515673 | Ultragenyx Pharmaceutical Inc. | RARE | Pharmaceutical Preparations (2834) | 272546083 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603347 | Alan Theodore Huizenga | C/O Ultragenyx Pharmaceutical Inc. 60 Leveroni Court Novato CA 94949 | Svp, Controller And Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-07-01 | 1,111 | $81.00 | 17,220 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-07-01 | 1,500 | $21.00 | 18,720 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-07-01 | 1,500 | $81.00 | 17,220 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-07-01 | 1,500 | $0.00 | 1,500 | $21.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
14,000 | 2024-01-29 | No | 4 | M | Direct |
Footnotes
- The exercise and sales reported on this Form 4 were effected pursuant to a trading plan adopted by the Reporting Person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions.
- 1/4th of the option vested one year from January 29, 2014 and then 1/48th of the option vested monthly thereafter.