Filing Details
- Accession Number:
- 0001214659-20-006121
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-02 20:40:01
- Reporting Period:
- 2020-07-01
- Accepted Time:
- 2020-07-02 20:40:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366246 | Glu Mobile Inc | GLUU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1244892 | Ann Mather | C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-01 | 28,780 | $7.05 | 105,646 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-07-01 | 28,780 | $10.00 | 76,866 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2020-07-01 | 28,780 | $0.00 | 28,780 | $7.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2029-06-06 | No | 4 | M | Direct |
Footnotes
- The sale was effected automatically upon the satisfaction of certain trading price conditions under a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Ms. Mather entered into on March 5, 2020.
- Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $10.00 to $10.01. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
- The option was immediately exercisable and vested in full on June 6, 2020.