Filing Details
- Accession Number:
- 0001578563-20-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-02 19:31:24
- Reporting Period:
- 2020-07-02
- Accepted Time:
- 2020-07-02 19:31:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1330436 | Liquidia Technologies Inc | LQDA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033409 | N Fredric Eshelman | C/O Eshelman Ventures, Llc 319 N. 3Rd Street, Suite 301 Wilmington NC 28401 | No | No | Yes | No | |
1706673 | Eshelman Ventures, Llc | 319 N. 3Rd Street, Suite 301 Wilmington NC 28401 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-07-02 | 1,875,000 | $8.00 | 7,034,744 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 175,573 | Indirect | By Fred Eshelman, manager of Eshelman Ventures, LLC |
Footnotes
- These shares of Common Stock, $0.001 par value per share (the "Shares"), were purchased directly from the underwriters in an underwritten public offering conducted by the Issuer on July 2, 2020 (the "Offering"). Pursuant to the Offering, the Reporting Person agreed to purchase the Shares at a public offering price of $8.00 per share. The Issuer's Rule 424(b)(5) prospectus supplement (File No. 333-233438) in connection with the Offering was filed with the Securities and Exchange Commission on July 2, 2020.
- The securities reported as directly beneficially owned by the Reporting Person may be deemed to be indirectly beneficially owned by Dr. Eshelman, who is the manager of the Reporting Person.