Filing Details

Accession Number:
0001251859-20-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-02 17:01:22
Reporting Period:
2020-06-30
Accepted Time:
2020-07-02 17:01:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1745059 Angel Oak Financial Strategies Income Term Trust FINS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251859 Daniel Asher 111 W Jackson Blvd
20Th Fl
Chicago IL 60604
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-30 1,753 $16.93 1,079,454 No 4 S Indirect by AFOB FIP MS, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by AFOB FIP MS, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 17,693 Indirect by Sphinx Trading
Common Stock 458,256 Indirect by Castle Creek Fund, LP
Footnotes
  1. AFO Blackberry LLC is the managing member of AFOB FIP MS, LLC and Daniel Asher is deemed to control AFO Black Berry LLC. Mr Asher disclaims beneficial interest in the shares held by AFOB FIP MS, LLC except to the extent of any pecuniary interest therein.
  2. Oakmont Investments, LLC is the general partner of Sphinx Trading, LP and Daniel Asher is deemed to control Oakmont Investments. Mr Asher disclaims beneficial interest in the shares held by Sphinx Trading, LP except to the extent of any pecuniary interest therein.
  3. Mr Asher is the principal of the general partner of Castle Creek Fund, LP and a limited partner in the Fund. Mr Asher disclaims beneficial interest in the shares held by the fund except to the extent of any pecuniary interest therein.