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Filing Details

Accession Number:: 0001104659-20-080570
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-07-02 16:17:50
Reporting Period:: 2020-06-30

Accepted Time:: 2020-07-02 16:17:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1722271	Akouos Inc.	AKUS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1664281	Kush Parmar	501 Second Street, Suite 350 San Francisco CA 94107		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-06-30	513,757	$0.00	513,757	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2020-06-30	1,997,946	$0.00	2,511,703	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2020-06-30	999,980	$0.00	3,511,683	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2020-06-30	799,984	$0.00	799,984	No	4	C	Indirect	See Footnotes
Common Stock	Acquisiton	2020-06-30	294,117	$17.00	1,094,101	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	C	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series Seed Preferred Stock	Disposition	2020-06-30	10,826,417	$0.00	513,757	$0.00
Common Stock	Series A Preferred Stock	Disposition	2020-06-30	42,102,730	$0.00	1,997,946	$0.00
Common Stock	Series B Preferred Stock	Disposition	2020-06-30	21,072,595	$0.00	999,980	$0.00
Common Stock	Series B Preferred Stock	Disposition	2020-06-30	16,858,076	$0.00	799,984	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

On June 30, 2020, the Series Seed Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
Shares are held directly by 5AM Ventures V, L.P. ("Ventures V").
5AM Partners V, LLC is the general partner of Ventures V and may be deemed to have sole investment and voting power over the shares held by Ventures V. The Reporting Person is a Managing Member of 5AM Partners V, LLC, and may be deemed to have shared voting and dispositive power over the shares held by Ventures V. 5AM Opportunities I (GP), LLC is the general partner of 5AM Opportunities I, L.P. ("Opportunities I") and may be deemed to have sole investment and voting power over the shares held by Opportunities I. The Reporting Person is a Managing Member of 5AM Opportunities I (GP), LLC, and may be deemed to have shared voting and dispositive power over the shares held by Opportunities I. Therefore, the Reporting Person may be deemed to beneficially own the shares held by Ventures V. and Opportunities I. The Reporting Person disclaims beneficial ownership over the shares held by Ventures V and Opportunities I except to the extent of his pecuniary interest therein.
On June 30, 2020, the Series A Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
On June 30, 2020, the Series B Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
Shares are held directly by Opportunities I.