Filing Details

Accession Number:
0000921895-20-001905
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-07-02 15:34:44
Reporting Period:
2019-07-29
Accepted Time:
2020-07-02 15:34:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041024 Rockwell Medical Inc. RMTI Pharmaceutical Preparations (2834) 383317208
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540462 Richmond Brothers, Inc. 3568 Wildwood Avenue
Jackson MI 49202
No No No Yes
1698614 S. David Richmond 3568 Wildwood Avenue
Jackson MI 49202
No No Yes Yes
1698617 J. Matthew Curfman 3568 Wildwood Avenue
Jackson MI 49202
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-07-29 179 $3.12 161,278 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This Form 4 is filed jointly by Richmond Brothers, Inc. ("Richmond Brothers"), David S. Richmond and Matthew J. Curfman (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  2. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. Not reported herein are shares of Common Stock held in certain accounts managed by Richmond Brothers (the "Separately Managed Accounts"). Richmond Brothers is entitled to a management fee from the Separately Managed Accounts based solely on the value of assets under management. Accordingly, neither Richmond Brothers nor any other Reporting Person has a pecuniary interest in any of the shares held in the Separately Managed Accounts for purposes of Section 16.
  4. Represents securities directly owned by Richmond Brothers. Mr. Richmond, as the Chairman of Richmond Brothers, may be deemed to beneficially own the securities owned directly by Richmond Brothers. Mr. Curfman as the President of Richmond Brothers, may be deemed to beneficially own the securities owned directly by Richmond Brothers.