Filing Details

Accession Number:
0001181431-11-008336
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-08 19:03:46
Reporting Period:
2011-02-04
Filing Date:
2011-02-08
Accepted Time:
2011-02-08 19:03:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403513 J Kelley Dobbs Alaska Airlines, Inc.
19300 International Blvd
Seattle WA 98188
Vp/Hr & Labor Relations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-04 568 $42.85 3,830 No 4 M Direct
Common Stock Acquisiton 2011-02-04 3,683 $27.56 7,513 No 4 M Direct
Common Stock Disposition 2011-02-04 4,251 $60.20 3,262 No 4 S Direct
Common Stock Acquisiton 2011-02-07 1,098 $0.00 6,191 No 4 A Direct
Common Stock Acquisiton 2011-02-07 1,360 $0.00 13,089 No 4 A Direct
Common Stock Disposition 2011-02-08 659 $61.94 12,430 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
No 4 A Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2011-02-04 568 $0.00 568 $42.85
Common EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2011-02-04 3,683 $0.00 3,683 $27.56
Common EMPLOYEE STOCK OPTION Acquisiton 2011-02-07 2,610 $0.00 2,610 $61.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-01-31 2017-01-31 No 4 M Direct
7,365 2011-01-29 2019-01-29 No 4 M Direct
2,610 2012-02-07 2021-02-07 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,126 Indirect ESOP TRUST
Footnotes
  1. SHARES ISSUED UPON VESTING OF PERFORMANCE STOCK UNITS GRANTED FEBRUARY 8, 2008 UNDER THE ISSUER'S 2004 LONG-TERM INCENTIVE EQUITY PLAN. VESTING OF THE UNITS WAS DETERMINED BASED ON THE ISSUER'S AVERAGE ADJUSTED PRE-TAX PROFIT MARGIN OVER A THREE-YEAR PERFORMANCE PERIOD.
  2. STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; SUBJECT TO FORFEITURE.
  3. STOCK UNITS GRANTED UNDER 2008 PERFORMANCE INCENTIVE EQUITY PLAN ON FEBRUARY 7, 2011. UNITS WILL "CLIFF" VEST THREE YEARS FROM DATE OF GRANT; ON OR ABOUT FEBRUARY 7, 2014. SUBJECT TO FORFEITURE.
  4. SHARES WITHHELD BY THE ISSUER TO COVER PAYROLL TAXES UPON VESTING AND ISSUE OF NET SHARES IN CONNECTION WITH STOCK UNITS.
  5. SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2010.
  6. THE OPTIONS GRANTED WILL VEST IN FOUR EQUAL INSTALLMENTS OVER FOUR YEARS BEGINNING ON THE FIRST ANNIVERSARY OF THE GRANT DATE.