Filing Details
- Accession Number:
- 0001181431-11-008336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 19:03:46
- Reporting Period:
- 2011-02-04
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 19:03:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403513 | J Kelley Dobbs | Alaska Airlines, Inc. 19300 International Blvd Seattle WA 98188 | Vp/Hr & Labor Relations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-04 | 568 | $42.85 | 3,830 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-02-04 | 3,683 | $27.56 | 7,513 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-04 | 4,251 | $60.20 | 3,262 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-07 | 1,098 | $0.00 | 6,191 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2011-02-07 | 1,360 | $0.00 | 13,089 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-02-08 | 659 | $61.94 | 12,430 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-04 | 568 | $0.00 | 568 | $42.85 |
Common | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2011-02-04 | 3,683 | $0.00 | 3,683 | $27.56 |
Common | EMPLOYEE STOCK OPTION | Acquisiton | 2011-02-07 | 2,610 | $0.00 | 2,610 | $61.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-01-31 | 2017-01-31 | No | 4 | M | Direct |
7,365 | 2011-01-29 | 2019-01-29 | No | 4 | M | Direct |
2,610 | 2012-02-07 | 2021-02-07 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,126 | Indirect | ESOP TRUST |
Footnotes
- SHARES ISSUED UPON VESTING OF PERFORMANCE STOCK UNITS GRANTED FEBRUARY 8, 2008 UNDER THE ISSUER'S 2004 LONG-TERM INCENTIVE EQUITY PLAN. VESTING OF THE UNITS WAS DETERMINED BASED ON THE ISSUER'S AVERAGE ADJUSTED PRE-TAX PROFIT MARGIN OVER A THREE-YEAR PERFORMANCE PERIOD.
- STOCK UNITS AWARDED UNDER THE 2004 LONG-TERM INCENTIVE EQUITY AND 2008 PERFORMANCE INCENTIVE PLANS; SUBJECT TO FORFEITURE.
- STOCK UNITS GRANTED UNDER 2008 PERFORMANCE INCENTIVE EQUITY PLAN ON FEBRUARY 7, 2011. UNITS WILL "CLIFF" VEST THREE YEARS FROM DATE OF GRANT; ON OR ABOUT FEBRUARY 7, 2014. SUBJECT TO FORFEITURE.
- SHARES WITHHELD BY THE ISSUER TO COVER PAYROLL TAXES UPON VESTING AND ISSUE OF NET SHARES IN CONNECTION WITH STOCK UNITS.
- SHARES HELD IN AN ALASKA AIR GROUP, INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2010.
- THE OPTIONS GRANTED WILL VEST IN FOUR EQUAL INSTALLMENTS OVER FOUR YEARS BEGINNING ON THE FIRST ANNIVERSARY OF THE GRANT DATE.