Filing Details
- Accession Number:
- 0001144204-11-003218
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-01-20 21:48:36
- Reporting Period:
- 2011-01-18
- Filing Date:
- 2011-01-20
- Accepted Time:
- 2011-01-20 21:48:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1349437 | Towerstream Corp | TWER | Communications Services, Nec (4899) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397864 | Philip Urso | C/O Towerstream Corporation 55 Hammarlund Way Middletown RI 02842 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 400 | $4.12 | 264,986 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 800 | $4.13 | 264,186 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 500 | $4.14 | 263,686 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 2,800 | $4.15 | 260,886 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 1,710 | $4.16 | 259,176 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 4,250 | $4.17 | 254,926 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 3,095 | $4.18 | 251,831 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 600 | $4.19 | 251,231 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 400 | $4.20 | 250,831 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 2,145 | $4.21 | 248,686 | No | 4 | S | Indirect | As trustee for trusts |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-01-18 | 300 | $4.22 | 248,386 | No | 4 | S | Indirect | As trustee for trusts |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
| No | 4 | S | Indirect | As trustee for trusts |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 2,983,256 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by two trusts, Happy Bear Trust and Terrapin Trust, for the minor children of the reporting person on December 3, 2009.
- Shares are held in two separate trusts, Happy Bear Trust and Terrapin Trust, for the benefits of Mr. Urso's minor children.
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