Filing Details
- Accession Number:
- 0001225208-20-009258
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-07-01 21:17:16
- Reporting Period:
- 2020-06-26
- Accepted Time:
- 2020-07-01 21:17:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
39368 | Fuller H B Co | FUL | Adhesives & Sealants (2891) | 410268370 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1443909 | James Owens | 1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-26 | 48,331 | $22.27 | 261,812 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-06-26 | 48,331 | $42.36 | 213,481 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-06-29 | 15,748 | $25.19 | 229,229 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-06-29 | 6,447 | $44.91 | 222,782 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-06-29 | 9,301 | $44.17 | 213,481 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2020-06-26 | 48,331 | $22.27 | 48,331 | $22.27 |
Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2020-06-29 | 15,748 | $25.19 | 15,748 | $25.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-01-20 | 2021-01-20 | No | 4 | M | Direct |
0 | 2012-07-07 | 2021-07-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 358 | Indirect | By 401(k) Plan |
Common Stock | 280 | Indirect | By Son |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right-to-Buy) | $28.40 | 2013-01-26 | 2022-01-26 | 77,881 | 77,881 | Direct |
Common Stock | Employee Stock Option (Right-to-Buy) | $33.38 | 2017-01-19 | 2026-01-19 | 182,039 | 182,039 | Direct |
Common Stock | Employee Stock Option (Right-to-Buy) | $39.64 | 2014-01-24 | 2023-01-24 | 80,697 | 80,697 | Direct |
Common Stock | Employee Stock Option (Right-to-Buy) | $41.00 | 2016-01-22 | 2025-01-22 | 112,727 | 112,727 | Direct |
Common Stock | Employee Stock Option (Right-to-Buy) | $45.04 | 2020-01-24 | 2029-01-24 | 226,403 | 226,403 | Direct |
Common Stock | Employee Stock Option (Right-to-Buy) | $48.35 | 2021-01-24 | 2030-01-24 | 238,872 | 238,872 | Direct |
Common Stock | Employee Stock Option (Right-to-Buy) | $48.92 | 2015-01-23 | 2024-01-23 | 79,061 | 79,061 | Direct |
Common Stock | Employee Stock Option (Right-to-Buy) | $50.10 | 2018-01-26 | 2027-01-26 | 151,826 | 151,826 | Direct |
Common Stock | Employee Stock Option (Right-to-Buy) | $53.57 | 2019-01-25 | 2028-01-25 | 146,887 | 146,887 | Direct |
Common Stock | Performance Stock Option (Right-to-Buy) | $57.70 | 2021-01-31 | 2027-10-20 | 289,684 | 289,684 | Direct |
Common Stock | Performance Stock Units | $0.00 | 2020-01-24 | 2022-01-24 | 16,618 | 16,618 | Direct |
Common Stock | Performance Stock Units | $0.00 | 2019-01-25 | 2021-01-25 | 5,434 | 5,434 | Direct |
Common Stock | Performance Stock Units (CEO) | $0.00 | 2020-01-24 | 2022-01-24 | 16,619 | 16,619 | Direct |
Common Stock | Performance Stock Units (CEO) | $0.00 | 2019-01-25 | 2021-01-25 | 5,438 | 5,438 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-01-26 | 77,881 | 77,881 | Direct |
2026-01-19 | 182,039 | 182,039 | Direct |
2023-01-24 | 80,697 | 80,697 | Direct |
2025-01-22 | 112,727 | 112,727 | Direct |
2029-01-24 | 226,403 | 226,403 | Direct |
2030-01-24 | 238,872 | 238,872 | Direct |
2024-01-23 | 79,061 | 79,061 | Direct |
2027-01-26 | 151,826 | 151,826 | Direct |
2028-01-25 | 146,887 | 146,887 | Direct |
2027-10-20 | 289,684 | 289,684 | Direct |
2022-01-24 | 16,618 | 16,618 | Direct |
2021-01-25 | 5,434 | 5,434 | Direct |
2022-01-24 | 16,619 | 16,619 | Direct |
2021-01-25 | 5,438 | 5,438 | Direct |
Footnotes
- The price reported is the volume weighted average price ("VWAP") on June 26, 2020.
- The price reported is a weighted average sale price. The 6,447 shares were sold in multiple transactions at prices ranging from $44.6150 to $45.07 for a weighted average sale price of $44.91. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price reported is a weighted average sale price. The 9,301 shares were sold in multiple transactions at prices ranging from $43.54 to $44.52 for a weighted average sale price of $44.17. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
- Held jointly by spouse and son.
- This option is 100% vested.
- This option vests in three equal annual installments beginning on the date shown.
- These performance-based non-qualified stock options vest on the date shown contingent upon H.B. Fuller achieving adjusted EBITDA at least at the threshold level of performance.
- These performance stock units convert into shares of common stock on a 1-for-1 basis.
- These performance stock units vest in three equal annual installments beginning on the date shown upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting.
- Amount includes performance stock units acquired pursuant to a dividend equivalent reinvestment feature.
- These performance stock units vest in three equal annual installments beginning on the date shown, subject to one or more performance measures being achieved.