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Filing Details

Accession Number:: 0001209191-20-039849
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-07-01 17:45:07
Reporting Period:: 2020-06-30

Accepted Time:: 2020-07-01 17:45:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1722271	Akouos Inc.	AKUS	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1694560	New Enterprise Associates 16, L.p.	1954 Greenspring Drive Suite 600 Timonium MD 21093	No	No	Yes	No
1712881	Nea Partners 16, L.p.	1954 Greenspring Drive Suite 600 Timonium MD 21093	No	No	Yes	No
1712882	Nea 16 Gp, Llc	1954 Greenspring Drive Suite 600 Timonium MD 21093	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-06-30	513,758	$0.00	513,758	No	4	C	Direct
Common Stock	Acquisiton	2020-06-30	1,992,238	$0.00	2,505,996	No	4	C	Direct
Common Stock	Acquisiton	2020-06-30	1,199,976	$0.00	3,705,972	No	4	C	Direct
Common Stock	Acquisiton	2020-06-30	588,235	$17.00	4,294,207	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series Seed Preferred Stock	Disposition	2020-06-30	513,758	$0.00	513,758	$0.00
Common Stock	Series A Preferred Stock	Disposition	2020-06-30	1,992,238	$0.00	1,992,238	$0.00
Common Stock	Series B Preferred Stock	Disposition	2020-06-30	1,199,976	$0.00	1,199,976	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct

Footnotes

On June 30, 2020, the Series Seed Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series Seed Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
The shares are directly held by New Enterprise Associates 16, L.P. ("NEA 16"), and indirectly held by NEA Partners 16, L.P. ("NEA Partners 16"), the sole general partner of NEA 16, NEA 16 GP, LLC ("NEA 16 GP"), the sole general partner of NEA Partners 16, and the individual managers of NEA 16 GP (NEA Partners 16, NEA 16 GP and the individual managers of NEA 16 GP, together, the "Indirect Reporting Persons"). The individual managers of NEA 16 GP are Forest Baskett, Ali Behbahani, Carmen Chang, Anthony A. Florence, Jr., Mohamad Makhzoumi, Josh Makower, Scott D. Sandell, Peter W. Sonsini and Paul Walker. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 16 shares in which the Indirect Reporting Persons have no pecuniary interest.
On June 30, 2020, the Series A Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series A Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.
On June 30, 2020, the Series B Preferred Stock converted into Common Stock on a 21.073-for-1 basis upon the closing of the Issuer's initial public offering without payment of consideration. The Series B Preferred Stock was convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The shares had no expiration date.