Filing Details

Accession Number:
0001209191-20-039550
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-30 21:36:16
Reporting Period:
2020-06-29
Accepted Time:
2020-06-30 21:36:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1707753 Elastic N.v. ESTC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1627358 Baird W.h. Garrett C/O Elastic N.v.
800 West El Camino Real, Suite 350
Mountain View CA 94040
Svp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2020-06-29 20,000 $9.30 80,320 No 4 M Direct
Ordinary Shares Disposition 2020-06-29 17,494 $91.49 62,826 No 4 S Direct
Ordinary Shares Disposition 2020-06-29 2,506 $92.07 60,320 No 4 S Direct
Ordinary Shares Acquisiton 2020-06-30 30,000 $9.30 90,320 No 4 M Direct
Ordinary Shares Disposition 2020-06-30 19,337 $92.20 70,983 No 4 S Direct
Ordinary Shares Disposition 2020-06-30 9,393 $93.32 61,590 No 4 S Direct
Ordinary Shares Disposition 2020-06-30 1,270 $93.82 60,320 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2020-06-29 20,000 $0.00 20,000 $9.30
Ordinary Shares Employee Stock Option (right to buy) Disposition 2020-06-30 30,000 $0.00 30,000 $9.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
210,180 2027-04-24 No 4 M Direct
180,180 2027-04-24 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.00 to $91.99, inclusive. The reporting person undertakes to provide to the the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (5) to this Form 4.
  2. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.29.
  3. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $91.74 to $92.73, inclusive.
  4. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $92.74 to $93.72, inclusive.
  5. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $93.75 to $93.96, inclusive.
  6. The ordinary shares subject to the option vest as follows: (i) 100,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2017; (ii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2018; and (iii) 75,000 ordinary shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2019.