Filing Details
- Accession Number:
- 0001213900-20-016314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-30 16:14:30
- Reporting Period:
- 2020-06-26
- Accepted Time:
- 2020-06-30 16:14:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1528930 | Franchise Group Inc. | FRG | Services-Business Services, Nec (7389) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464790 | B. Riley Financial, Inc. | 21255 Burbank Blvd., Suite 400 Woodland Hills CA 91367 | No | No | Yes | No | |
1642765 | Brc Partners Opportunity Fund, Lp | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1658704 | B. Riley Capital Management, Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | No | No | No | Yes | |
1749420 | Brc Partners Management Gp, Llc | 11100 Santa Monica Blvd., Suite 800 Los Angeles CA 90025 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-26 | 50,000 | $23.25 | 350,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-06-29 | 25,000 | $21.44 | 676,471 | No | 4 | P | Indirect | By BRC Partners Opportunity Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By BRC Partners Opportunity Fund, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,520,991 | Indirect | By B. Riley FBR, Inc. |
Footnotes
- This Form 4 is filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), and B. Riley FBR, Inc., a Delaware corporation ("BRFBR") (collectively, the "Filing Persons"). Each of the Filing Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock ("Common Stock"). Each of the Filing Persons disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of its pecuniary interest therein.
- BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, each of BRPGP, BRCM and BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to beneficially own the shares of Common Stock owned directly by BRFBR.
- Reflects 1,705,353 shares previously owned directly by BRF and subsequently transferred to BRF's wholly-owned subsidiary, BRFBR