Home > Insider Trading > Filing (0001437482-20-000003)

Filing Details

Accession Number:: 0001437482-20-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-30 09:44:53
Reporting Period:: 2020-06-17

Accepted Time:: 2020-06-30 09:44:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1041657	Urban One Inc.	UONE/UONEK	Radio Broadcasting Stations (4832)	521166660

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1437482	Peter Thompson	1010 Wayne Avenue 14Th Floor Silver Spring MD 20910	Cfo/Evp	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class D Common Stock	Acquisiton	2020-06-17	114,035	$1.90	319,904	No	4	M	Direct
Class D Common Stock	Acquisiton	2020-06-17	95,591	$1.80	415,495	No	4	M	Direct
Class D Common Stock	Disposition	2020-06-17	114,035	$3.52	301,460	No	4	S	Direct
Class D Common Stock	Disposition	2020-06-17	95,591	$3.52	205,869	No	4	S	Direct
Class D Common Stock	Disposition	2020-06-17	170,958	$3.35	34,911	No	4	S	Direct
Class D Common Stock	Acquisiton	2020-06-22	40,319	$2.17	75,230	No	4	M	Direct
Class D Common Stock	Acquisiton	2020-06-22	24,779	$1.80	100,009	No	4	M	Direct
Class D Common Stock	Disposition	2020-06-22	65,098	$3.35	34,911	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class D Common Stock	Stock Option	Disposition	2020-06-17	114,035	$3.52	114,035	$1.90
Class D Common Stock	Stock Option	Disposition	2020-06-17	95,591	$3.52	95,591	$1.80
Class D Common Stock	Stock Option	Disposition	2020-06-22	40,319	$3.50	40,319	$2.17
Class D Common Stock	Stock Option	Disposition	2020-06-22	24,779	$3.50	24,779	$1.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
114,035	2019-08-07	2027-08-07	No	4	M	Direct
95,591	2019-08-07	2028-01-05	No	4	M	Direct
40,319	2019-07-05	2028-01-05	No	4	M	Direct
24,779	2019-08-07	2028-01-05	No	4	M	Direct

Footnotes

All transactions s previously reported on our Form 8-K filed June 17, 2020.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $3.45, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
This total does not include options to purchase 284,527 shares of Class D common stock options held by Mr. Thompson. Mr. Thompson holds options for 225,000 Class D shares with an exercise price of $2.75 per share and options for 99,846 Class D shares with an exercise price of $2.17 per share.