Filing Details
- Accession Number:
- 0001175204-20-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-30 09:25:11
- Reporting Period:
- 2020-01-06
- Accepted Time:
- 2020-06-30 09:25:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1041657 | Urban One Inc. | UONE/UONEK | Radio Broadcasting Stations (4832) | 521166660 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175204 | M David Kantor | 1010 Wayne Avenue 14Th Floor Silver Spring MD 20910 | Ceo, Radio Division | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class D Common Stock | Acquisiton | 2020-01-06 | 139,084 | $0.00 | 272,758 | No | 4 | M | Direct | |
Class D Common Stock | Disposition | 2020-06-17 | 272,758 | $5.39 | 0 | No | 4 | S | Direct | |
Class D Common Stock | Acquisiton | 2020-06-17 | 250,981 | $2.04 | 250,981 | No | 4 | M | Direct | |
Class D Common Stock | Acquisiton | 2020-06-17 | 49,019 | $2.04 | 300,000 | No | 4 | M | Direct | |
Class D Common Stock | Acquisiton | 2020-06-17 | 50,000 | $1.90 | 350,000 | No | 4 | M | Direct | |
Class D Common Stock | Acquisiton | 2020-06-17 | 86,774 | $2.17 | 436,774 | No | 4 | M | Direct | |
Class D Common Stock | Disposition | 2020-06-17 | 250,981 | $6.15 | 185,793 | No | 4 | S | Direct | |
Class D Common Stock | Disposition | 2020-06-17 | 49,019 | $6.15 | 136,774 | No | 4 | S | Direct | |
Class D Common Stock | Disposition | 2020-06-17 | 50,000 | $6.15 | 86,744 | No | 4 | S | Direct | |
Class D Common Stock | Disposition | 2020-06-17 | 86,774 | $6.15 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class D Common Stock | Stock Option | Disposition | 2020-06-17 | 250,981 | $6.15 | 250,981 | $2.04 |
Class D Common Stock | Stock Option | Disposition | 2020-06-17 | 49,019 | $6.15 | 49,019 | $2.04 |
Class D Common Stock | Stock Option | Disposition | 2020-06-17 | 50,000 | $6.15 | 50,000 | $1.90 |
Class D Common Stock | Stock Option | Disposition | 2020-06-17 | 86,774 | $6.15 | 86,774 | $2.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
250,981 | 2015-11-05 | 2025-11-05 | No | 4 | M | Direct |
49,019 | 2015-11-05 | 2025-11-05 | No | 4 | M | Direct |
50,000 | 2017-08-07 | 2027-08-07 | No | 4 | M | Direct |
86,774 | 2019-07-05 | 2027-07-05 | No | 4 | M | Direct |
Footnotes
- As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29, 2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 195,242 restricted shares of the Company's Class D common stock and the 139,084 represents the retained amounts after the withholding of 56,158 shares for taxes.
- All transactions previously reported on our Form 8-K filed June 17, 2020.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.