Filing Details

Accession Number:
0001175204-20-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-30 09:25:11
Reporting Period:
2020-01-06
Accepted Time:
2020-06-30 09:25:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041657 Urban One Inc. UONE/UONEK Radio Broadcasting Stations (4832) 521166660
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175204 M David Kantor 1010 Wayne Avenue
14Th Floor
Silver Spring MD 20910
Ceo, Radio Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class D Common Stock Acquisiton 2020-01-06 139,084 $0.00 272,758 No 4 M Direct
Class D Common Stock Disposition 2020-06-17 272,758 $5.39 0 No 4 S Direct
Class D Common Stock Acquisiton 2020-06-17 250,981 $2.04 250,981 No 4 M Direct
Class D Common Stock Acquisiton 2020-06-17 49,019 $2.04 300,000 No 4 M Direct
Class D Common Stock Acquisiton 2020-06-17 50,000 $1.90 350,000 No 4 M Direct
Class D Common Stock Acquisiton 2020-06-17 86,774 $2.17 436,774 No 4 M Direct
Class D Common Stock Disposition 2020-06-17 250,981 $6.15 185,793 No 4 S Direct
Class D Common Stock Disposition 2020-06-17 49,019 $6.15 136,774 No 4 S Direct
Class D Common Stock Disposition 2020-06-17 50,000 $6.15 86,744 No 4 S Direct
Class D Common Stock Disposition 2020-06-17 86,774 $6.15 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class D Common Stock Stock Option Disposition 2020-06-17 250,981 $6.15 250,981 $2.04
Class D Common Stock Stock Option Disposition 2020-06-17 49,019 $6.15 49,019 $2.04
Class D Common Stock Stock Option Disposition 2020-06-17 50,000 $6.15 50,000 $1.90
Class D Common Stock Stock Option Disposition 2020-06-17 86,774 $6.15 86,774 $2.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
250,981 2015-11-05 2025-11-05 No 4 M Direct
49,019 2015-11-05 2025-11-05 No 4 M Direct
50,000 2017-08-07 2027-08-07 No 4 M Direct
86,774 2019-07-05 2027-07-05 No 4 M Direct
Footnotes
  1. As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29, 2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 195,242 restricted shares of the Company's Class D common stock and the 139,084 represents the retained amounts after the withholding of 56,158 shares for taxes.
  2. All transactions previously reported on our Form 8-K filed June 17, 2020.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.