Filing Details
- Accession Number:
- 0001104659-20-078316
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-06-29 21:51:01
- Reporting Period:
- 2020-06-23
- Accepted Time:
- 2020-06-29 21:51:01
- Original Submission Date:
- 2020-06-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1463197 | J Patrick Griffin | 817 Maxwell Avenue Evansville IN 47711 | Vice President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-23 | 2,000 | $0.00 | 519,334 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2020-06-23 | 2,000 | $0.00 | 2,000 | No | 5 | G | Indirect | By adult son |
Common Stock | Acquisiton | 2020-06-23 | 4 | $12.25 | 1,313,014 | No | 4 | P | Indirect | Family Limited Partnership |
Common Stock | Acquisiton | 2020-06-24 | 13,722 | $12.80 | 1,326,736 | No | 4 | P | Indirect | Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By adult son |
No | 4 | P | Indirect | Family Limited Partnership |
No | 4 | P | Indirect | Family Limited Partnership |
Footnotes
- On June 23, 2020, Mr. Griffin gifted 2,000 shares to his adult son, who shares the same household. Mr. Griffin disclaims beneficial ownership of the shares held by his adult son, and this report should not be considered an admission that Mr. Griffin is the beneficial owner of his son's shares for purposes of Section 16 or any other purpose.
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple open market transactions on June 24, 2020 at prices ranging from $12.48 to $12.99 per share.
- The reporting person undertakes to provide to Escalade, Incorporated, any Escalade security holder, or the SEC Staff, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the above footnotes.
- Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Robert E. Griffin, his father, which shares are also included by Mr. Robert E. Griffin on his Section 16 reports.