Filing Details

Accession Number:
0001209191-20-039238
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-29 19:36:25
Reporting Period:
2020-06-29
Accepted Time:
2020-06-29 19:36:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326110 Nantkwest Inc. NK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189020 Patrick Soon-Shiong C/O Nantkwest, Inc.
3530 John Hopkins Court
San Diego CA 92121
Chairman And Ceo Yes Yes Yes No
1629186 Mp 13 Ventures, Llc 9922 Jefferson Blvd.
Culver City CA 90232
No No Yes No
1629222 Cambridge Equities, Lp 9922 Jefferson Blvd.
Culver City CA 90232
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-06-29 3,710,000 $12.12 23,750,750 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,575,814 Indirect See footnote
Common Stock 5,618,326 Indirect See footnote
Footnotes
  1. Shares held by Cambridge Equities, LP ("Cambridge Equities"). MP 13 Ventures, LLC ("MP 13 Ventures") is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the shares held by Cambridge Equities. The reporting person is the sole member of MP 13 Ventures and has voting and dispositive power over the shares held by Cambridge Equities.
  2. Shares held by the Chan Soon-Shiong Family Foundation, an exempt corporation organized under the laws of the State of Delaware (the "Foundation"). The Foundation has the sole power to vote and direct the disposition of all shares directly owned by the Foundation, except to the extent it may be deemed to share such power with the reporting person by virtue of the reporting person's control over the Foundation. The reporting person serves as Chairman of the Foundation.