Filing Details
- Accession Number:
- 0001209191-20-039238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-29 19:36:25
- Reporting Period:
- 2020-06-29
- Accepted Time:
- 2020-06-29 19:36:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326110 | Nantkwest Inc. | NK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189020 | Patrick Soon-Shiong | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | Chairman And Ceo | Yes | Yes | Yes | No |
1629186 | Mp 13 Ventures, Llc | 9922 Jefferson Blvd. Culver City CA 90232 | No | No | Yes | No | |
1629222 | Cambridge Equities, Lp | 9922 Jefferson Blvd. Culver City CA 90232 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-29 | 3,710,000 | $12.12 | 23,750,750 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,575,814 | Indirect | See footnote |
Common Stock | 5,618,326 | Indirect | See footnote |
Footnotes
- Shares held by Cambridge Equities, LP ("Cambridge Equities"). MP 13 Ventures, LLC ("MP 13 Ventures") is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the shares held by Cambridge Equities. The reporting person is the sole member of MP 13 Ventures and has voting and dispositive power over the shares held by Cambridge Equities.
- Shares held by the Chan Soon-Shiong Family Foundation, an exempt corporation organized under the laws of the State of Delaware (the "Foundation"). The Foundation has the sole power to vote and direct the disposition of all shares directly owned by the Foundation, except to the extent it may be deemed to share such power with the reporting person by virtue of the reporting person's control over the Foundation. The reporting person serves as Chairman of the Foundation.