Filing Details
- Accession Number:
- 0001596783-20-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-29 18:54:13
- Reporting Period:
- 2020-06-25
- Accepted Time:
- 2020-06-29 18:54:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1596783 | Catalent Inc. | CTLT | Pharmaceutical Preparations (2834) | 208737688 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612357 | Aristippos Gennadios | C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873 | President Softgel & Oral Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-06-25 | 11,799 | $24.44 | 56,319 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-06-25 | 7,039 | $73.00 | 49,280 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2020-06-25 | 10,456 | $31.96 | 59,736 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-06-25 | 6,891 | $73.00 | 52,845 | No | 4 | F | Direct | |
Common Stock | Disposition | 2020-06-25 | 8,325 | $73.00 | 44,520 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to purchase Common Stock | Disposition | 2020-06-25 | 11,799 | $0.00 | 11,799 | $24.44 |
Common Stock | Options to purchase Common Stock | Disposition | 2020-06-25 | 10,456 | $0.00 | 10,456 | $31.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,936 | 2026-07-26 | No | 4 | M | Direct | |
0 | 2016-08-27 | 2025-08-27 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
- Includes restricted stock units.
- Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to the Rule 10b5-1 trading plan noted in footnote 1.
- On July 26, 2016, the reporting person was granted options to purchase 15,735 shares of common stock of the Issuer, which vest and become exercisable in four equal installments beginning July 26, 2017.
- On August 27, 2015, the reporting person was granted options to purchase 10,456 shares of common stock of the Issuer, which vested and became exercisable in four equal annual installments beginning on August 27, 2016.