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Home > Insider Trading > Filing (0001763113-20-000004)

Filing Details

Accession Number:: 0001763113-20-000004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-06-26 18:47:12
Reporting Period:: 2020-06-26

Accepted Time:: 2020-06-26 18:47:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
744452	Applied Dna Sciences Inc	APDN	Services-Miscellaneous Business Services (7380)	592262718

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1763113	W William Montgomery	34211 Seavey Loop Rd. Eugene OR 97405		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Applied Dna Sciences Inc. Common Stock	Disposition	2020-06-26	80,000	$8.65	135,000	No	4	P	Direct
Applied Dna Sciences Inc. Common Stock	Acquisiton	2020-06-26	110,000	$5.25	245,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Applied Dna Sciences Inc. Common Stock	Applied DNA Sciences Inc. 5 year warrant	Disposition	2020-06-26	110,000	$2.50	110,000	$5.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-11-15	2024-11-15	No	4	P	Direct

Footnotes

cash exercise of warrants (see Table II)
Based on 4,928,197 shares outstanding on 6/18/20 per Beth Jantzen (CFO of APDN) - plus 110,000 shares from my warrants - my common stock ownership is 4.86% As I am no longer a 5% owner this is my final SEC filing.
cash exercise of warrants