Filing Details
- Accession Number:
- 0001140361-11-019041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-28 19:31:11
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-28
- Accepted Time:
- 2011-03-28 19:31:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1402305 | Successfactors Inc. | SFSF | Services-Prepackaged Software (7372) | 943398453 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410699 | Luen Au | C/O Successfactors, Inc. 1500 Fashion Island Blvd., Suite 300 San Mateo CA 94404 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-03 | 10,000 | $0.00 | 20,225 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-18 | 5,000 | $0.00 | 25,225 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-24 | 3,683 | $38.00 | 21,542 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-03-24 | 1,730 | $38.00 | 19,812 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2011-03-03 | 10,000 | $0.00 | 10,000 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2011-03-18 | 5,000 | $0.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | No | 4 | M | Direct | ||
| 15,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100,713 | Indirect | The Luen Au & Angela Fung Trust DTD 1/31/08 |
| Common Stock | 11,050 | Indirect | The Luen Au 2007 Annuity Trust |
| Common Stock | 11,050 | Indirect | The Angela Yat Wah Fung 2007 Annuity Trust |
| Common Stock | 2,742 | Indirect | Child's Trust |
Footnotes
- Vesting of restricted stock units granted to the Reporting Person on March 3, 2009.
- Vesting of restricted stock units granted to the Reporting Person on March 18, 2010.
- The sales were effected pursuant to a Rule 10b5-1 trading plan.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units vest in two equal annual installments beginning March 3, 2012. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- The restricted stock units vest in three equal annual installments beginning March 18, 2012. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
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