Filing Details
- Accession Number:
- 0001209191-20-039105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-26 17:01:23
- Reporting Period:
- 2020-06-24
- Accepted Time:
- 2020-06-26 17:01:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1399520 | One Group Hospitality Inc. | STKS | Retail-Eating Places (5812) | 141961545 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1681614 | Kanen Wealth Management Llc | 5850 Coral Ridge Dr Ste 309 Coral Springs FL 33076 | No | No | Yes | No | |
1681743 | David Kanen | 5850 Coral Ridge Dr Ste 309 Coral Springs FL 33076 | No | No | Yes | No | |
1688522 | Philotimo Fund, Lp | 5850 Coral Ridge Dr Ste 309 Coral Springs FL 33076 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-24 | 27,300 | $1.73 | 2,863,840 | No | 4 | S | Indirect | Kanen Wealth Management LLC |
Common Stock | Disposition | 2020-06-24 | 9,013 | $1.63 | 2,854,827 | No | 4 | S | Indirect | Kanen Wealth Management LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Kanen Wealth Management LLC |
No | 4 | S | Indirect | Kanen Wealth Management LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,845,000 | Indirect | The Philotimo Fund LLC |
Common Stock | 20,237 | Direct |
Footnotes
- These shares relate to an unsolicited client request to liquidate.
- Mr. Kanen beneficially owns, pursuant to the beneficial ownership rules of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), 4,729,077 shares of Common Stock, which represent approximately 16.4% of the Issuer's outstanding shares of Common Stock. Pursuant to such beneficial ownership rules, Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,863,840 shares of Common Stock held in customer accounts managed by KWM (including the 20,237 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest under Section 16 of the Exchange Act in the shares of Common Stock held in customer accounts managed by KWM other than the 20,237 shares held in Mr. Kanen's account.
- Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM. The number reflected above excludes 20,237 shares held in Mr. Kanen's account.