Filing Details

Accession Number:
0000919574-11-002528
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-28 19:09:42
Reporting Period:
2011-03-24
Filing Date:
2011-03-28
Accepted Time:
2011-03-28 19:09:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899297 Opti Inc OPTI.OB Semiconductors & Related Devices (3674) 770220697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1138996 S. Muoio & Co. Llc 509 Madison Avenue
Suite 406
New York NY 10022
No No Yes No
1173632 Sm Investors Ii, L.p. C/O S. Muoio &Amp; Co. Llc
509 Madison Avenue, Suite 406
New York NY 10022
No No Yes No
1259267 Muoio Salvatore C/O S. Muoio &Amp; Co. Llc
509 Madison Avenue, Suite 406
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-24 13,693 $2.05 1,291,022 No 4 P Direct
Common Stock Acquisiton 2011-03-24 5,064 $2.05 3,264,320 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-03-25 3,285 $2.04 1,294,307 No 4 P Direct
Common Stock Acquisiton 2011-03-25 1,215 $2.04 3,268,820 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-03-28 7,604 $2.02 1,301,911 No 4 P Direct
Common Stock Acquisiton 2011-03-28 2,813 $2.02 3,279,237 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
Footnotes
  1. These securities are owned by SM Investors II, L.P. (the "Fund"), which is a reporting person.
  2. The 200 shares attributed to the Fund in the transaction on February 22, 2011, as reported on the Form 4 filed on February 23, 2011, were acquired by accounts and investment funds (other than the Fund) for which SMC (as defined below) serves as either general partner or investment manager. Such shares were not acquired by the Fund.
  3. These securities are held in the accounts of several investment partnerships and investment funds, including the Fund (collectively, the "Investment Vehicles") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Vehicles by virtue of SMC's position as general partner or investment manager of the Investment Vehicles and Mr. Muoio's status as the managing member of SMC.