Filing Details
- Accession Number:
- 0001127602-20-020379
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-25 21:36:48
- Reporting Period:
- 2019-12-27
- Accepted Time:
- 2020-06-25 21:36:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1745916 | Pennymac Financial Services Inc. | PFSI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575023 | Farhad Nanji | C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-12-27 | 67,838 | $0.00 | 254,078 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2020-06-23 | 50,000 | $41.34 | 208,571 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | S | Direct |
Footnotes
- Pro rata distribution from HC Partners LLC to the Reporting Person.
- The price reported is the weighted average price of multiple transactions ranging from $41.33 to $41.53. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- The total shown in this Column 5 takes into account the transactions reported on Forms 4 filed on 2/12/2020, 2/27/2020 and 5/13/2020.
- The reported amount consists of 4,236 restricted stock units and 204,335 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
Billionaire Hedge Funds
