Filing Details
- Accession Number:
- 0001438588-11-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-28 17:47:13
- Reporting Period:
- 2011-03-25
- Filing Date:
- 2011-03-28
- Accepted Time:
- 2011-03-28 17:47:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
791908 | Xoma Ltd | XOMA | Pharmaceutical Preparations (2834) | 942756657 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267273 | Fred Kurland | C/O Xoma Ltd. 2910 Seventh Street Berkeley CA 94710 | Cfo & Vp Finance | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-03-25 | 5,000 | $3.26 | 5,000 | No | 4 | P | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 3,417 | Indirect | by 401(k) |
Footnotes
- Purchased directly through the Kurland Family Living Trust UAD 01/12/90.
- Held indirectly under the XOMA Ltd. Deferred Savings Plan.