Home > Insider Trading > Filing (0001209191-20-038886)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
56873	Kroger Co	KR	Retail-Grocery Stores (5411)	310345740

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1188115	Rodney W Mcmullen	The Kroger Co. 1014 Vine Street Cincinnati OH 45202	Chairman Of The Board & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-06-23	140,000	$10.08	3,097,481	No	4	M	Direct
Common Stock	Disposition	2020-06-23	85,381	$31.97	3,012,100	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option	Disposition	2020-06-23	140,000	$0.00	140,000	$10.08

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2010-06-24	2020-06-24	No	4	M	Direct

Footnotes

Represents shares sold upon the exercise of stock options in payment of the associated exercise price and tax liability.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.930 to $31.995, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Between December 31, 2019 and March 31, 2020, the reporting person acquired 1082.5519 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.