Filing Details

Accession Number:
0001209191-20-038764
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-24 18:01:29
Reporting Period:
2020-06-19
Accepted Time:
2020-06-24 18:01:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394056 One Stop Systems Inc. OSS Electronic Computers (3571) 330885351
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1729851 D Steve Cooper 2235 Enterprise Street #110
Escondido CA 92029
No No Yes No
1729938 Cooper Revocable Trust Dated April 25, 2001 2235 Enterprise Street
Suite 110
Escondido CA 92029
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2020-06-19 31,661 $1.95 3,181,014 No 4 S Indirect By Trust
Common Stock Disposition 2020-06-22 78,339 $2.32 3,102,675 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.00 per share, inclusive.
  2. The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (4) to this Form 4.
  3. These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is a former officer and director of the issuer.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.52 per share, inclusive.