Filing Details
- Accession Number:
- 0001209191-20-038764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-24 18:01:29
- Reporting Period:
- 2020-06-19
- Accepted Time:
- 2020-06-24 18:01:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394056 | One Stop Systems Inc. | OSS | Electronic Computers (3571) | 330885351 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1729851 | D Steve Cooper | 2235 Enterprise Street #110 Escondido CA 92029 | No | No | Yes | No | |
1729938 | Cooper Revocable Trust Dated April 25, 2001 | 2235 Enterprise Street Suite 110 Escondido CA 92029 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-06-19 | 31,661 | $1.95 | 3,181,014 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2020-06-22 | 78,339 | $2.32 | 3,102,675 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Footnotes
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.00 per share, inclusive.
- The reporting person undertakes to provide One Stop Systems, Inc., any security holder of One Stop Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (4) to this Form 4.
- These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is a former officer and director of the issuer.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.15 to $2.52 per share, inclusive.