Filing Details
- Accession Number:
- 0000891839-20-000200
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-24 16:41:25
- Reporting Period:
- 2020-06-23
- Accepted Time:
- 2020-06-24 16:41:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197594 | V James Continenza | C/O Eastman Kodak Company 343 State Street Rochester NY 14650 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2020-06-23 | 46,737 | $2.22 | 650,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $3.03 | 2026-02-19 | 1,150,000 | 1,150,000 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $4.53 | 2026-02-19 | 350,000 | 350,000 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $6.03 | 2026-02-19 | 350,000 | 350,000 | Direct | |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $12.00 | 2026-02-19 | 200,000 | 200,000 | Direct | |
| Common Stock, Par Value $.01 | Phantom Stock | $0.00 | 241,589 | 241,589 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-02-19 | 1,150,000 | 1,150,000 | Direct |
| 2026-02-19 | 350,000 | 350,000 | Direct |
| 2026-02-19 | 350,000 | 350,000 | Direct |
| 2026-02-19 | 200,000 | 200,000 | Direct |
| 241,589 | 241,589 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.24, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- This option is fully vested as of the date of this report.
- Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
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