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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1580063	Progenity Inc.	PROG	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1329344	Harry Stylli	C/O Progenity, Inc. 4330 La Jolla Village Drive, Suite 200 San Diego CA 92122	Chairman & Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-06-19	33,333	$15.00	1,038,635	No	4	P	Direct
Common Stock	Acquisiton	2020-06-23	13,213,254	$0.00	14,251,889	No	4	C	Direct
Common Stock	Acquisiton	2020-06-23	202,080	$0.00	14,453,969	No	4	C	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	C	Direct
No	4	C	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Preferred Stock	Disposition	2020-06-23	4,120,000	$0.00	13,213,254	$0.00
Common Stock	Series B Preferred Stock	Disposition	2020-06-23	1,122,222	$0.00	202,080	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct
0			No	4	C	Direct

Footnotes

On June 19, 2020, the Reporting Person purchased 33,333 shares of the Issuer's common stock at a price of $15.00 per share in the Issuer's initial public offering.
Includes 239,074 restricted stock units.
The Series A Preferred Stock automatically converted into shares of the Issuer's common stock on a one-for-3.207 basis immediately prior to the closing of the Issuer's initial public offering.
The Series B Preferred Stock automatically converted into shares of the Issuer's common stock on a 0.18007-for-one basis immediately prior to the closing of the Issuer's initial public offering. The conversion rate of the Series B Preferred Stock was adjusted pursuant to the Issuer's seventh amended and restated certificate of incorporation because the public offering price per share of common stock in the Issuer's initial public offering was less than $16.68.