Filing Details

Accession Number:
0001141391-20-000148
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-06-23 17:20:17
Reporting Period:
2020-06-22
Accepted Time:
2020-06-23 17:20:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141391 Mastercard Inc MA Services-Business Services, Nec (7389) 134172551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528304 Ann Cairns 2000 Purchase Street
Purchase NY 10577-2509
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2020-06-22 2,521 $77.72 107,377 No 4 M Direct
Class A Common Stock Acquisiton 2020-06-22 37,594 $90.13 144,971 No 4 M Direct
Class A Common Stock Disposition 2020-06-22 1,400 $298.42 143,571 No 4 S Direct
Class A Common Stock Disposition 2020-06-22 2,679 $299.55 140,892 No 4 S Direct
Class A Common Stock Disposition 2020-06-22 1,118 $300.27 139,774 No 4 S Direct
Class A Common Stock Disposition 2020-06-22 7,140 $301.73 132,634 No 4 S Direct
Class A Common Stock Disposition 2020-06-22 7,691 $302.56 124,943 No 4 S Direct
Class A Common Stock Disposition 2020-06-22 14,568 $303.49 110,375 No 4 S Direct
Class A Common Stock Disposition 2020-06-22 5,519 $304.31 104,856 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2020-06-22 2,521 $77.72 2,521 $77.72
Class A Common Stock Employee Stock Option (right ro buy) Disposition 2020-06-22 37,594 $91.13 37,594 $90.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-03-01 No 4 M Direct
37,594 2025-03-01 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person for personal financial management purposes on May 8, 2020.
  2. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $297.9600 to $298.7300. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  3. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $298.9800 to $299.9700. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  4. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $300.0500 to $300.5400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  5. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $301.0500 to $302.0300 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  6. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $302.0500 to $303.0400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  7. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $303.0500 to $304.0400. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  8. The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $304.0500 to $304.8200 The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
  9. The reporting person was awarded 83,976 employee stock options on March 1, 2014, which vested in four equal annual installments beginning March 1, 2015.
  10. The reporting person was awarded 75,188 employee stock options on March 1, 2015, which vested in four equal annual installments beginning March 1, 2016.