Filing Details
- Accession Number:
- 0001209191-20-038471
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-06-23 16:30:11
- Reporting Period:
- 2020-06-22
- Accepted Time:
- 2020-06-23 16:30:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 831547 | Spectrum Pharmaceuticals Inc | SPPI | Pharmaceutical Preparations (2834) | 930979187 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1474553 | William Ashton | 11500 S. Eastern Ave., Suite 240 Henderson NV 89052 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2020-06-22 | 5,000 | $3.25 | 41,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2020-06-18 | 60,000 | $0.00 | 60,000 | $2.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,000 | 2030-06-18 | No | 4 | A | Direct |
Footnotes
- All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.
- This stock option grant was previously reported on a Form 4 on June 19, 2020. This is an amendment to that Form 4 to reflect an inadvertent error in Column 7 under the "Amount or Number of Shares".
- One third of the aggregate amount of option shares shall vest on each of June 18, 2021, 2022 and 2023, respectively.
Billionaire Hedge Funds
